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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

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CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

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DTR 3.1

As Published: 2005

DTR 3.1

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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