Search Result

1001 - 1020 of 1762 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

ICOBS 4.3 Remuneration disclosure

As Published: 2018

ICOBS 4.3 Remuneration disclosure

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements