Search Result

961 - 980 of 1520 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 19.1 Application

As Published: 2005

LR 19.1 Application

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

CONC 5.4 Conduct of business: credit brokers

As Published: 2014

CONC 5.4 Conduct of business: credit brokers

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5