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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

DTR 3.1

As Published: 2005

DTR 3.1

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application