Search Result

781 - 800 of 1781 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope