Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

…

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

…

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PRIN 3.4 General

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

LR 9.4 Documents requiring prior approval

MCOB 4.1 Application

IFPRU 11.7 Notifications

EG 9.1 Introduction

BIPRU 4.2 The IRB approach: High level material

LR 13.8 Other circulars

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 15.1 Introduction

REC 2.16 Complaints

FIT 1.1 Application and purpose

CONC 6.8 Post contract business practices: credit brokers

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products