Search Result

701 - 720 of 1570 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction