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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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PR 4.2 Third country issuers

GENPRU 3.1 Application

ICOBS 5.1 General

DTR 7.2 Corporate governance statements

EG 19.7 The Open-Ended Investment Companies Regulations 2001

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

PERG 15.3 Payment services

EG 19.27 Alternative Investment Fund Managers Regulations 2013

REC 6.5 FCA decision on recognition

SUP 3.7 Notification of matters raised by auditor

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation