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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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