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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales