Search Result

441 - 460 of 1471 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

LR 9.7A Preliminary statement of annual results, and statement of dividends

As Published: 2006

LR 9.7A Preliminary statement of annual results, and statement of dividends

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification