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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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