Search Result

341 - 360 of 1591 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator