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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor