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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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COND 1.3 General

As Published: 2013

COND 1.3 General

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MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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PR 5.5 Persons responsible for a prospectus

DISP 1.1A Complaints handling requirements for MiFID complaints

LR 9.6 Notifications

LR 8.3 Role of a sponsor: general

IFPRU 11.5 Intra-group financial support

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SYSC 3.2 Areas covered by systems and controls

SUP 10C.14 Changes to an FCA-approved person’s details

COCON 1.1 Application

CASS 5.1 Application

CONC 5A.1 Application, purpose and guidance

COLL 4.3 Approvals and notifications

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974