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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SUP 14.3 Changes to cross border services

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 10A.14 Changes to an FCA-approved person's details

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MAR 10.4 Position reporting

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 16.2 Disapplication orders

GEN 4.3 Letter disclosure

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

COLL 6.3 Valuation and pricing

SUP 3.6 Firms' cooperation with their auditors

SUP 3.4 Auditors' qualifications

CREDS 8.3 Approved persons

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 16.4 Annual controllers report

COLL 12.2 UK UCITS management companies

COLL 8.3 Investor relations