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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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SUP 6.5 Ending authorisation

REC 6.6 Supervision

EG App 3.1 The FCA

MAR 1.4 Unlawful disclosure

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

MAR 1.3 Insider dealing

FIT 2.1 Honesty, integrity and reputation

SYSC 22.2 Getting, giving and updating references: the main rules

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach