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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments