Search Result

41 - 60 of 397 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous