Search Result

321 - 340 of 910 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PR App 3.1

As Published: 2005

PR App 3.1

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

As Published: 2015

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MCOB 13.4A Data sharing with other charge holders

As Published: 2015

MCOB 13.4A Data sharing with other charge holders

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)