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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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