Search Result

1121 - 1140 of 1853 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2015

CONC 11.2 Right of withdrawal: P2P agreements

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

As Published: 2004

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment