Search Result

761 - 780 of 1483 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

…

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

…

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

…

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

…

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

…

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

…

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

…

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

…

EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

…

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

…

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

…

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

…

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

…

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

…

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

…