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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

IPRU-INV 5.5 Annual expenditure

As Published: 2016

IPRU-INV 5.5 Annual expenditure

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance