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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

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