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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm