Search Result

521 - 540 of 1512 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

PR App 1.1

As Published: 2005

PR App 1.1

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance