Search Result

481 - 500 of 1634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014