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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PR App 1.1

As Published: 2005

PR App 1.1

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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Similar To

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

SUP 4.3 Appointment of actuaries

SYSC 2.1 Apportionment of Responsibilities

EG 7.3 FCA’s statements of policy

TC 2.1 Assessing and maintaining competence

INSPRU 3.2 Derivatives in insurance

EG 4.3 Notification where a particular person is not yet under investigation

SUP 6.5 Ending authorisation

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

COND 2.3 Effective supervision

SUP 16.1 Application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary