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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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Similar To

LR 12.5 Purchase of own securities other than equity shares

SUP 18.1 Application

LR 7.1 Application and purpose

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 4.6A The section 192C power to direct qualifying parent undertakings

CONC 13.1 Application

MAR 4.3 Support of the Takeover Panel's Functions

FEES 6.4 Management expenses

LR 8.2 When a sponsor must be appointed or its guidance obtained

PRIN 2.1 The Principles

COBS 6.1A Adviser charging and remuneration

SYSC 13.7 Processes and systems

IFPRU 4.2 Standardised approach