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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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MCOB 3A.8 Sale and rent back financial promotions

As Published: 2015

MCOB 3A.8 Sale and rent back financial promotions

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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Similar To

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.9 Circumstances where the restriction in section 21 does not apply

GEN 4.4 Business for retail clients from non-UK offices

MCOB 3A.9 Systems and controls

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

EG 10.1 Introduction

DTR 8.4 Continuing obligations

FEES 13.1 Application and purpose

PR 1.1 Preliminary

REC 6.3 Recognition requirements

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation