Search Result

421 - 440 of 1089 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

As Published: 2015

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise