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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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