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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

As Published: 2016

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014