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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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