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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

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MCOB 3A.5 MCD financial promotions

As Published: 2015

MCOB 3A.5 MCD financial promotions

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

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COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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