Search Result

1141 - 1160 of 1212 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2015

CONC 4.6 Pre-contract disclosure: continuous payment authorities

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme