Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

…

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

…

ICOBS 4.3 Remuneration disclosure

As Published: 2018

ICOBS 4.3 Remuneration disclosure

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 11.3 Responsibility for CASS operational oversight

CASS 11.2 Firm classification

BIPRU 2.3 Interest rate risk in the non-trading book

SYSC 13.8 External events and other changes

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

LR 10.8 Miscellaneous

LR 1.2 Modifying rules and consulting the FCA

ICOBS 5.2 Demands and needs

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

FEES 5.8 Joining the Financial Ombudsman Service

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

REC 6.6 Supervision

SYSC 4.3 Responsibility of senior personnel

COLL 8.2 Constitution

EG 2.1 Case selection and the use of enforcement powers