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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.25 Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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EG 3.10 Liaison where other authorities have an interest

As Published: 2016

EG 3.10 Liaison where other authorities have an interest

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MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

As Published: 2016

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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