Search Result

461 - 480 of 1166 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DISP App 3.5 Re-assessing rejected claims at step 1

As Published: 2017

DISP App 3.5 Re-assessing rejected claims at step 1

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 17.3 What the advice must be about

As Published: 2014

PERG 17.3 What the advice must be about

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction