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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements

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COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

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EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

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COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel

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MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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PERG 4.7 Entering into a regulated mortgage contract

As Published: 2014

PERG 4.7 Entering into a regulated mortgage contract

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SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

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EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

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COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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