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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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DEPP 2.4 Third party rights and access to FCA material

COBS 11.3 Client order handling

ICOBS 8.2 Motor vehicle liability insurers

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 19.25 Recognised Auction Platforms Regulations 2011

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

MIPRU 4.2F Exposures and risk weights

CREDS 1.1 Application and purpose

DTR 2.5 Delaying disclosure of inside information

PERG 4.14 Mortgage activities carried on by professional firms

COBS 15.5 Special situations

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 4.7 The section 297 power to revoke recognition

COBS 3.2 Clients

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 7.1 Application and purpose

EG 7.2 Alternatives to sanctions