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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

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LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

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SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

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COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

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LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

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DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

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MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

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LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

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LR 14.1 Application

As Published: 2005

LR 14.1 Application

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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