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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS
As Published: 2019
IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS
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REC 3.17 Inability to discharge regulatory functions
As Published: 2013
REC 3.17 Inability to discharge regulatory functions
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IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS
As Published: 2017
IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS
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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity
As Published: 2018
PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity
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DISP 2.6 What is the territorial scope of the relevant jurisdiction?
As Published: 2003
DISP 2.6 What is the territorial scope of the relevant jurisdiction?
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MAR 7A.3 Requirements for algorithmic trading
As Published: 2017
MAR 7A.3 Requirements for algorithmic trading
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SYSC 9.1 General rules on record-keeping
As Published: 2007
SYSC 9.1 General rules on record-keeping
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DTR 5.8 Procedures for the notification and disclosure of major holdings
As Published: 2007
DTR 5.8 Procedures for the notification and disclosure of major holdings
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DTR 6.1 Information requirements for issuers of shares and debt securities
As Published: 2006
DTR 6.1 Information requirements for issuers of shares and debt securities
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