Search Result

881 - 900 of 1463 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application