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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.2 MAIN REQUIREMENTS

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

IPRU-INV 9.4 POLICY TERMS FOR PROFESSIONAL INDEMNITY INSURANCE

As Published: 2015

IPRU-INV 9.4 POLICY TERMS FOR PROFESSIONAL INDEMNITY INSURANCE

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers