Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

…

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 2.4 Third party rights and access to FCA material

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

EG 4.6 What a subject of investigation can say to third parties

MCOB 4.9 Business loans and loans to high net worth mortgage customers: tailored provisions

CONC 6.5 Assignment of rights

MCOB 6A.5 MCD distance contracts with retail customers

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

CASS 10.1 Application, purpose and general provisions

DISP 2.7 Is the complainant eligible?

CASS 8.2 Definition of mandate

CASS 1.4 Application: particular activities

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?