Search Result

741 - 760 of 1575 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

…

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

…

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

…

IFPRU 10.1 Application

As Published: 2014

IFPRU 10.1 Application

…

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

…

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

ICOBS 4.1 General requirements for insurance intermediaries and insurers

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries and insurers

…

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

…

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

…

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

…

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

…

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

…