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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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