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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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